Some examples of SROs include stock exchanges, the Investment Dealers Association of Canada, and the National Association of Securities Dealers in the United States.
Investment dictionary. Academic. 2012.
self-regulatory organization — (SRO) USA A non government organization that has statutory responsibility to regulate its own members through the adoption and enforcement of rules of conduct for fair, ethical and efficient practices. FINRA, NYSE and NASDAQ are examples of SROs … Law dictionary
Self-regulatory organization — A self regulatory organization (SRO) is an organization that exercises some degree of regulatory authority over an industry or profession. The regulatory authority could be applied in addition to some form of government regulation, or it could… … Wikipedia
self-regulatory organizations — self regulatory organization (SRO) USA A non government organization that has statutory responsibility to regulate its own members through the adoption and enforcement of rules of conduct for fair, ethical and efficient practices. FINRA, NYSE and … Law dictionary
self-regulatory organization — ( SRO) Organizations that enforce fair, ethical, and efficient practices in the securities and commodity futures industries, including all national securities and commodities ( commodity) exchanges and the NASD. Bloomberg Financial Dictionary … Financial and business terms
Self-Regulating Organization — SRO One of several organizations set up in the UK under the Financial Services Act 1986 to regulate the activities of investment businesses and to draw up and enforce specific codes of conduct. By 1995 the SROs recognized by the Securities and… … Accounting dictionary
Self-Regulating Organization — SRO One of several organizations set up in the UK under the Financial Services Act (1986) to regulate the activities of investment businesses and to draw up and enforce specific codes of conduct. By 1995 the SROs recognized by the Securities and… … Big dictionary of business and management
Investment Industry Regulatory Organization of Canada — The Investment Industry Regulatory Organization of Canada, abbreviated IIROC, is a non profit, national self regulatory organization (also known as an SRO ). Established in 2008 through the merger of the Investment Dealers Association of Canada… … Wikipedia
SRO — See self regulating organisations (UK) self regulatory organization (UK) Practical Law Dictionary. Glossary of UK, US and international legal terms. www.practicallaw.com. 2010 … Law dictionary
SRO — self regulatory organization саморегулирующаяся организация (в США негосударственные организации) … Финансово-инвестиционный толковый словарь
SRO — See: self regulatory organization Self Regulating Organisations. Dresdner Kleinwort Wasserstein financial glossary self regulatory organisation (SRO) In the UK a recognised controlling body which regulates a specified class of investment business … Financial and business terms
